William Uchimoto

Adviser, U.S. Securities Regulation, Legal Compliance

Mr. Uchimoto is a leading Japanese-American legal authority on U.S. securities regulation and compliance. Mr. Uchimoto specializes in cross-border capital markets and market structure. He is the former General Counsel of the Philadelphia Stock Exchange (America’s oldest stock exchange) and a former attorney at the U.S. Securities and Exchange Commission’s Division of Trading & Markets (SEC). Mr. Uchimoto holds a Juris Doctor (JD) degree from the University of California Hastings College of the Law.

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